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Bauman, Levinas and
Business Ethics
(Published in Dutch in Filosofie in
Bedrijf, 2001, 13(4), pp. 26-37,
translated by NvdV)
Introduction
One may
wonder whether we – employees in labor organizations – are not
the victims of business ethics. That question is
posed by the British sociologist Zygmunt Bauman, and
his answer is an affirmative ‘yes’: business ethics
in his eyes is an instrument in the hands of
managers in their efforts to attain the objectives
of their organization. Business ethics contributes
to reducing tensions, to streamline transactions and
thus to better control the organization. But, says
Bauman, the authentic moral is the big loser in this
game. Because it escapes control, is by definition
unpredictable and potentially subversive.
Zygmunt
Bauman
and business ethics
Bauman discusses business ethics in his book Postmodern Ethics.
In that book the subject is embedded
in his treatment of morality in general. He believes
that morality should be considered as an emotional,
anyway non-rational factor. “[M]orality is endemically and irredeemably
non-rational – in the sense of not being calculable,
hence not being describable as following rules that
are in principle universalizable. The moral call is
thoroughly personal” (1993: 60).
This could mean that morality and reason are not
related and just peacefully co-exist, but Bauman
goes further than that: he assigns reason an
anti-moral character because it supplants the moral
emotion: “Law and interest displace and replace
gratuity and the sanctionlessness of moral drive:
actors are challenged to justify their conduct by
reason as defined either by the approved goal or by
the rules of behaviour” (1993: 124). This is done through the
process of socialization, of which he says it by
definition consists in neutralizing the disruptive
and deregulating impact of moral impulse (1993:
125).
This socialization, occurring in society at large,
he encounters
at a micro-scale in labor organizations. There it is
business ethics that shapes the ordering of social
relations through the establishment of codes of
conduct and ethical rules and which thus drives
morality out. To the extent those labor
organizations are classical bureaucracies, Bauman
takes for the foundation of his argument recourse to
his book Modernity
and the Holocaust (1989). In it he studied
the bureaucratic mentality which he thinks made the
Holocaust possible. He describes this mentality as
instrumental-rational: it focuses on problem
solving, regardless of the purpose and devoid of
unpredictability, spontaneity and chance (1989:
90ff).
But there is no doubt that Bauman distrusts all
ethical rules, including those in organizations
that
are trying hard to work non-bureaucratically, and to
work in a flexible and people-oriented way instead.
There too, people must conform to the roles that
management has bestowed them, and there too managers
in realizing their aspiration are supported by
business ethicists and sociologists through the
necessary legislation and the concomitant
legitimacy. With the result that individual morality
is repressed: “The organization may be (…) described
as a machine to keep moral responsibility afloat” (1993: 126).
Thus business ethics - in Bauman's eyes – is about
controlling or changing people’s behaviour in such a
way that organizational objectives are best served.
This should be well organized, which means:
rationally organized. Indeed, it cannot be done but
in a rational way, because impersonal reason has to
eliminate the personal character of the moral
impulse.
Specifically, Bauman encounters this rational
approach in the important role the concept of
reciprocity often plays in business ethics projects.
This reciprocity can take many forms. There are
enforceable forms of reciprocity such as contractual
arrangements in which the obligations of the
participating parties against each other are spelled
out. In case of non-observance of the obligations it
is possible to apply sanctions.
But there are also non-enforceable forms. Bauman
mentions as belonging to that category the decent,
generous gestures towards employees or customers
with an eye on being rewarded for it in the future
in the form of motivated staff or a good image. To
this category also belongs the encouragement of
employees to make efforts for the company, perceived
as something greater than yourself. The reward for
their efforts in this case is the feeling of
belonging they get in return.
Especially to the latter kind: the unenforceable
reciprocity, often a moral nature is assigned.
Wrongly, according to Bauman, because ultimately
calculation and self-interest underly these forms of
reciprocity. Precisely because of these features
business ethics becomes a travesty of authentic
morality which indeed is characterized by
selflessness: it serves no rational purpose.
Bauman and Levinas
Bauman's ideas are radical and provocative, and that
means he has a prominent place in the debate within
organization studies on the nature and content of
morality in labor organizations. That debate
involves questions like: what is the relation
between morals and emotion, how does reason relate
to morals and how does business ethics deal with
emotion and rationality in organizations.
But that also means that his ideas do not remain
unchallenged. For example, Ten Bos and
Willmott (2001) not only point to Bauman’s
merits for the criticism of rationalism, they also
stress the rigidity of the dualistic conceptual
scheme that he uses. And Letiche (1998: 136)
reproaches Bauman for working non-scientifically
because he perpetrates metaphysics under the guise
of sociology. The critique on Bauman, besides the
great admiration he enjoys, is often rather sharp. I
believe much of the criticism is right and I think
that's regrettable, for the following reasons:
1. Bauman’s endeavour deserves support and success.
The sometimes patronizing, sometimes tactical /
calculating nature of a lot that is being produced
under the heading of business ethics may generate a
genuine distaste. It is in no way unlikely that
these unpleasant aspects of
business ethics are due to an overly rationalist
approach and an underestimation of emotional
elements. So Bauman has a point there, which makes
his aspiration – to offer a reply to dominant
rationalist schools of business ethics – worthwhile. It's too bad if that reply
lapses into radicalism or contains implausible
elements.
2. For significant parts of his theory Bauman draws
from the ideas of Levinas. He considers him, along
with the Dane Knud E. Løgstrup, to be the only
ethicists who really have developed a vision on
morality for our times (1998: 109). In my opinion,
the philosophy of Levinas offers a good basis indeed
for a critique of the negative aspects of business
ethics. But that requires a sound understanding of
Levinas’s philosophy and such is, I think, in Bauman
only partially there. Incidentally, Bauman himself
states this is not his main concern, according to
his exclamation that he is not Levinas's official
spokesman (1998: 112). Yet this is a serious matter
because, with the justified rejection of a number of
Bauman’s positions, the risk exists that the
usefulness of Levinas’s philosophy, precisely for
the goals Bauman has in mind, becomes doubtful.
Herewith the purpose of this article is given: I
want to indicate for which items and in which way
the justified criticism on Bauman is linked to a
questionable interpretation of Levinas by Bauman.
Thus I hope to pave the way for a renewed attempt to
achieve what Bauman aims at, namely: starting from
the thinking of Levinas to criticize dominant
rationalist schools of business ethics and to
establish a theory of morality in organizations
which does more justice to human subjectivity and to
non-rational elements. That renewed effort will
obviously be a task in itself and is beyond the
scope of this article.
My
approach
In this article I employ the following approach.
First I want to identify a number of weak elements
in the work of Bauman. I do this largely based on
critical observations of Ten Bos and Willmott (2001)
and for another part on the above mentioned article
of Hugh Letiche (1998). This action produces four
items into which criticism cristallizes.
Subsequently for each item of criticism I examine
a. What exactly is the position of Bauman;
b. To what extent Bauman is orientated towards
Levinas and, if he is,
c. How Bauman’s presentation of the ideas of Levinas
relates to these ideas themselves. If his
presentation in my view is incorrect or incomplete I
will try to indicate what exactly the differences
are between the positions of Bauman and Levinas.
Bauman criticized
In their article Towards a
post-dualistic Business Ethics: Reason and Emotion
Inter Weaving in Working Life Ten Bos and
Willmott (2000) give a description of how Bauman
denounces the rationalism of dominant business
ethics. They can partly agree with his analysis of
the negative role that rationality plays, yet they
have a lot to criticize Bauman for.
A major objection in their eyes is the frequent use
of dualistic thinking schemes by Bauman. They point
out that he constantly works with oppositions in
which the two distinct poles exclude rather than
complement one another (2000: 16). Examples include
the oppositions social organization versus moral
impulse, reason versus emotion, rules versus
spontaneity, coercion versus empathy. In them Bauman
applies a hierarchical mode of thought, similar to
that of his opponents, with the effect that he
cannot in a convincing way break free from his
opponents. As an example Bos and Willmott (2000: 17)
adduce that Bauman objects against the Kantian
elevation of reason over emotion. Because he
subsequently extols emotion at the expense of reason
he only reverses the hierarchy. In fact he thus
remains caught in the symptoms of logo-centric
causal reasoning in which reason is so utterly
supreme.
One objection that Letiche (1998: 132) brings up
against Bauman is his anti-scientific approach.
Letiche argues that Bauman intellectually does not
proceed properly because his statements usually are
not based on observations, descriptions and studies,
but on a transcendental analysis of responsibility.
Letiche calls that metaphysics rather than science.
Letiche himself does not give quotes but I think his
criticism is illustrated by the views of Bauman on
human subjectivity: he assumes a strictly
metaphysical, non-empirical basis of human
subjectivity.
Following these criticisms of Ten Bos/Willmott and
Letiche I arrive at my formulation
of four objections against Bauman’s work. In the
remainder of this article they will be discussed
more closely in accordance with the procedure
outlined above. These four critical points are the
following:
1. Bauman distinguishes sharply between reason and
emotion;
2. He makes a sharp contrast between rules and
morality;
3. He expresses a desire for purity;
4. He assumes a strictly metaphysical, non-empirical
basis of human subjectivity.
1. Opposition between reason and
emotion
a. Bauman's position
A good representation of Bauman’s vision of the
relation reason-emotion is found in his book Postmodern Ethics
(1993). In Chapter 5 he discusses the “ birth of the society” ,
which he situates at the moment the moral connection
which can exist between two people is shocked by the
arrival of yet another person: the third. That
original moral connection (Bauman speaks of the
“moral party of two”) takes place according to
Bauman in the atmosphere of affection, of emotions.
Bauman cites Georg Simmel to show that the arrival
of the third equals the destruction of the affective
atmosphere because of the objectivity and
interchangeability that with
the third party make their entrance and which
represent the atmosphere of reason. He says: “ Objectivity, the gift of the Third, has
delivered a mortal, and at least potentially
terminal, blow to affection which moved the moral
partners(...)Reason – that ennemy of passion – must
step in, lest there should be disorientation and
chaos. Reason is what we call the ex post facto
accounts or actions from which passion or naivity
has been drained” (1993: 114).
To what extent reason and emotion are mutually
exclusive in Bauman is shown by a passage about the
“ moral
impulse” . This moral impulse
according to Bauman belongs in an exemplary way to
the sphere of emotion and “ (...)it
ends the moment knowledge comes; at any rate, with
the coming of knowledge it changes beyond
recognition: it is now a reasoned decision rather
than an impulse, it demands (or shows) explanations
and guarantees” (1993: 90).
Bauman emphasizes strongly the contrast which Kant
makes between the atmosphere of emotion and that of
reason. He points out how that contrast structures
ethical debates: “Most ethical arguments followed
unstintingly Kant’s invalidation of emotions as morally
potent factors: it has been axiomatically assumed
that feelings(...)have
no moral significance - only choice, the rational
faculty, and the decisions it dictates can reflect
upon the actor as a moral person” (1993: 67). Kant
formulated the strategy of modernity, which is the
substitution of reason-driven
rules for love, sympathy and sentiment (1993: 98).
Of course Bauman wants to reverse the hierarchy, but
what concerns me here is that he apparently does
recognize Kant’s scheme of the strong contrast of emotion
and reason.
In the middle of what seems to be a categorical
aversion against all reason and rationalism Bauman sometimes reflects a more
nuanced view. In his discussion of the concepts of
autonomy and heteronomy (1993: 132), he leaves room
for a conception of reason that is different from
the reason embodied in the power based laws of
society. But, as appears from the repugnance he
shows in all his books against “ the” modernity,
defined as the age of reason, Bauman prefers to take
over the narrow definition of reason from his
opponents, and so to discredit all rationality.
A final impression of the way Bauman opposes emotion
to reason we get by looking at the pairs
of
opposites he links to the polarity emotion-reason.
In a discussion of Durkheim’s Les formes
élémentaires de la vie religieuse Bauman
speaks (1993: 133) about Durkheim’s concern for the
decline of religious passions. The cause for that
decline is assigned by Durkheim, but as is evident
from his agreement also by Bauman, to modernity
which they both associate with the attacks of reason
against passion, of rules against spontaneity and of
structure on anti-structure.
For the rest it is important to note that Bauman brings
in a hierarchy into
the sphere of emotions and impulses. Thus there is
the subsphere which Bauman calls the “aesthetic
space” and the subsphere of morality. The first is
characterized by pleasure, impulsivity, volatility
and entertainment in various degrees of intensity,
the second by responsibility and perseverance. The
first is valued less by Bauman and placed in
opposition to the second according to the following
quote (1993: 180): “The moral stance, with its
noxious proclivity to forge its own fetters in the
form of responsibility for the other(...)is a sworn
enemy of drift - that essence of aesthetic spacing”.
Nevertheless he considers these hostile atmospheres,
unlike the enemies reason and morality, as
reconcilable. Such reconciliation he encounters in
what he calls “successful love”: “Amusement
value is in principle an enemy of moral
responsibility - and vice versa. The enemies may,
however, live occasionally in peace, or even
co-operate, assist and reinvigorate each other. The
model of ‘successful
love’ is the
foremost example of such co-operation(...)” (1993,
180).
b.
Bauman’s orientation towards Levinas
Of the above cited quotes there are two that, in
terms of content and partly in terms of terminology,
are to be found in the ideas of Levinas, even though
at the appropriate Bauman does not mention him.
These are passages in which the character of the
original moral situation (designated by Bauman
through the terms “the moral party of two” and “the presence
of the moral impulse”) changes because of the entrance of a
rational element. That character change is
definitely a theme in the work of Levinas indeed,
which in particular he develops in his second major
book Otherwise
than Being but which he already articulates
concisely in his first major work Totality and Infinity.
To the extent the face of the Other is linked to
third persons, the metaphysical relation of the I to
the Other transforms into the shape of a We, which
strives for institutions, for a state, for laws
serving as the source of universality (Levinas 1991:
300).
At other places at which Bauman raises this theme he
explicitly refers to Levinas (1993: 113, 1998: 116).
On some of these occasions however he notes that in
his view Levinas’s elaboration of the theme is
unsatisfactory defective, because it is not
sufficiently sociological and does not know how to
handle the “reality of social totalities” (1998: 118). But that does
not interest me so much in the context of
this article. What
concerns me here is to establish that in his books
Bauman, like Levinas, adresses the transition from
an initial to a more developed social situation and
that, in that transition process he assigns a
certain role to reason.
c.
Bauman’s rendering of Levinas
This transition from an initial situation to a
‘societal’ situation – characterized by objectivity,
regulation and impersonal structures, in short: the
products of reason – can very well be derived from
Levinas. Besides, it is possible to find in Levinas
a few negative statements about reason in which he
talks about the tyranny of reason and the cruel role
which reason can play in society. But for the rest:
the extensive disqualification of reason, the
elevation of emotion above reason, the labelling of
true morality as eminently an emotional affair, all
these are matters in the work of Bauman which cannot
be reconciled with the work of Levinas and against
which the latter work in my view definitely opposes
itself. It are precisely those elements which give
Bauman’s work that simplistic
dualistic character against which in the beginning
of this article objection was made. Precisely those
elements should be replaced by more credible
standpoints if we want to make Bauman’s criticism of
modern business ethics fruitful. For that
reason it is important to confront each of the above
mentioned questionable positions of Bauman
(disqualification of reason, elevation of emotion
opposite reason, true morality as an emotional affair)
with what Levinas says about these things.
Disqualification of reason
As mentioned, Levinas recognizes the dangers of
reason, for example when he says that due to
universal, rational thinking real communication gets
lost: “Reason speaking in the first person is not
addressed to the other, conducts a monologue” (1991:
72). But that does not refrain him, being a
philosopher indeed, to value reason highly: with
regard to his book Totality and Infinity he says:
this work intends to be faithful to “the
intellectualism of reason” (1991: 29). He explains
the merit of reason as follows: “The essence of
reason consists not in securing for man a foundation
and powers, but in calling him in question and in
inviting him to justice” (1991: 88). This is because
reason is rooted in the moral relation:
“Representation (ie the work of reason NvdV) derives
its freedom with regard to the world that nourishes
it from the relation essentially moral, that with
the Other” (1991: 172). One could maintain that on
balance Levinas has an ambivalent attitude towards
reason, but that the negative aspects of reasoning
should not lead to an aversion of thinking but to
more and better thinking: “To approach the Other in
conversation is to welcome his expression, in which
at each instant he overflows the idea a thought
would carry away from it” (1991: 51).
Elevation of emotion against reason
An
important finding with respect to the relationship
between reason and emotion in Levinas is that he
does not play them off against one another. They are
not competitors, the one does not diminish the
other. “The rational is not opposed to the
experienced; absolute experience, the experience of
what is in no way a priori, is reason itself” (1991:
219).
True morality as an emotional affair
Levinas knows the depersonalizing, impoverishing
impact of reason on morality: “(...)a society whose
members would be only reasons would vanish as a
society” (1991: 119). And about politics, which for
him is a form of exercise of reason, he says: “But
politics left to itself bears a tyranny within
itself”, because it judges according to universal
rules (1991: 300). Nevertheless, he argues that
society is possible through reason (1991: 119) and he
wants to give the “representational relation with
things” a place, even in morality (1991: 69). Levinas
sees reason play an important role as a critical moral
authority. He designates reason as part of the inner
life (“psychism”) of man that opposes inclusion in a
neutral totality which does not tolerate pluralism
(1991: 54, 119). Therefore, when Bauman wants to
reduce reason to its totalizing impact, he can not
rely on Levinas for that. Further Levinas relates the
moral element par excellence, ie the encounter with
the face of the other, directly
to reason: in the face to face confrontation the first
rationality gleams forth as “the first intelligible”
(1991: 208). On the basis of the above quotations we
can see that, although the terms that Levinas and
Bauman use when describing the primordial moral
situation and the origin of society display many
similarities, nevertheless the dichotomy of reason
versus emotion which Bauman connects to them does not
exist in that way in Levinas. Neither does Levinas
make a distinction within the sphere of the emotions
between higher and lower emotions.
2.
Opposition between rules and morality
a.
Bauman’s position
For Bauman, there is an inextricable link between
modern reason, legislation and regulation,
socialization and societal obligations and
conventions and he joins these things together under
the heading of modern ethics. And then he says: that
ethics has nothing to do with love, real
responsibility and moral inspiration, which he
brings under the heading of morality. Bauman sees
ethics as a caricature of what is authentic:
morality. He describes the contrast in strong terms:
“duty is the death of love” (1993: 100), “It would
appear as well, on occasion, that society supports
the moral self much like the rope supports the
hanged man - norms being the rope and reason the
ropemaker” (1993: 116). Socialization for him boils
down to making people follow a uniform code of
ethics. And in order to achieve that goal measures
should be taken “to reduce or eliminate the impact
of moral impulses” (1993: 123). The opposition
between morality and ethics does not keep Bauman
from seeing connections or logical transitions
between the sphere of morality and ethical rules:
“Love cannot really fulfill itself without fixation”
(1993: 101), but in the process of reason-driven
regulation the precious moral core (the moral
impulse / drive / sentiment) is nevertheless
betrayed, because morality is “endemically and
irredeemably non-rational”(1993: 60).
Here it becomes clear that there is a relationship
between this dichotomy of rules versus morality and
the one of reason versus emotion: authentic morality
resides in the atmosphere of impulses, sentiments
and affections, so of emotion. The opposing force is
modern reason: it designs the rules, ethical codes
and protocols that are so fatal for the original
moral emotions.
b. Bauman’s orientation towards Levinas
In
presenting the above position Bauman a few times
refers to Levinas. Thus he quotes from Useless Suffering:
“Marvellous alterity of the Other has been
banalized and dimmed in a simple exchange of
courtesies which became established as an
‘interpersonal commerce’ of customs” (1995: 56).
This quote he lets be followed immediately by a
statement of Løgstrup who says that we use
conventions “as a means of keeping aloof from one
another and for insulating ourselves” and
therewith he colours Levinas’s words in a special
way, which leads to the conclusion that “the
rule-governed togetherness, with the
being-exhausted in the observance of rules is a
colony of hermits, an archipelago of one-resident
islands. It also allows for interaction devoid of
sentiments save the sentiments focused on the
procedure or interaction”.
Another
quote from Levinas is about whether social life
results “from limiting the consequences of the war
between men or from limiting the infinity which
opens in the ethical realtionschip of man to man?”
(1992: 48). Bauman places this citation in his
discussion of the relationship between the
reasonless obsession of the morally hurt person
and the socially constructed realities (1992: 47).
In Postmodern Ethics
(1993: 124) Bauman opposes in an absolute way
Levinas’s description of the encounter with the
Face to the response of organized society: “The
organisation’s answer to such autonomy (ie of the
face that does not let itself be reduced to
something else NvdV) of moral behaviour is the
heteronomy of instrumental and procedural
rationalities. Law and interest displace and
replace gratuity and the sanctionlessness of moral
drive”. Which makes him conclude (1993: 126) that
“[t]he organisation may be, in other words,
described as a machine to keep moral
responsability afloat”.
c.
Bauman’s rendering of Levinas
What applied to the opposition of reason versus
emotion is true as well of the opposition of rules
versus morality: to some extent for stating this
contrast support can be found in Levinas, as becomes
clear from Bauman’s citations given above. And in
his introduction to Totality and Infinity Levinas
argues along these lines when he advocates a
different view of morality than is customary. It is
usual, he says, for philosophers to derive morality
from reason and to found peace in politics, ie in regulation and exercise of
reason. But, he argues against that view, true
morality is not the same as politics (1991: 22).
However, the absolute character which Bauman then
attributes to these contradictions is not consistent
with the nuances that Levinas brings in and with the
opportunities he sees to grant regulation
and true morality each its own place. They are not
mutually exclusive, but complementary as “behind the
straight line of the law the land of goodness
extends infinite and unexplored” (Levinas 1991:
245). And reason and morality come very close to one
another when Levinas believes that the essence of
reason does not consist in “securing for man a
foundation and powers, but in calling him in
question and in inviting him to justice” (1991: 88).
Elevating the inner self (Bauman’s autonomy) at the
expense of social regulation, is denounced by
Levinas: liberty and justice cannot be realized
outside the social and political institutions
necessary for their development. To reject the
latter equals violation of reason, says Levinas
(1991: 241).
We therefore must conclude that the way in which
Bauman inserts statements by Levinas into the
dualistic scheme of rules versus morality does not
do justice to the spirit of Levinas’ argument.
3. Penchant for purity: the nostalgic longing for
the pure primordial experience
a. Bauman’s position
Once there was the experience of a space that was
filled merely with ethical responsibility, the
proximity of the face-to-face. But something must
have gone wrong. Something happened to the
unfathomable, reason-less obsession with the
face-to-face in the socialized world of everyday
life. Something fatal, perhaps even irreparable. The
primordial experience of responsibility is lost and
the face-to-face as we know it (empirically, from
everyday experience) is just a pathetic attempt to
retrieve what was lost. That infinity has forever
become inaccessible owing to the impact of social
order and regulation.
In these terms Bauman describes the moral state of
man in the modern period on pages 47 and 48 of
Mortality, Immortality and Other Life Strategies
(1992). We have no access any longer to the
primordial moral source and hence we are cut off
from the spontaneity of the moral impulse. The
challenge will be, by struggling ourselves out of
the grip of the temptations and pitfalls of reason,
to give the pre-conscious experience another chance.
That will be difficult because the Self looks for
something to hold on to in the sphere of the logical
and orderly, and definitely feels ill at ease in the
encounter with the Other.
“In a world construed of codifiable rules alone,
the Other loomed on the outside of the self as a
mystifying, but above all a confusingly ambivalent
presence”: for modern man the Other is both a
challenge and an obstacle (1993: 84).
Bauman considers this tension between the
Self and the Other in modern ethics as unbalanced,
as the alienation of a more original, sounder
situation.
But according to Bauman restoration is possible,
the ambivalence and contradiction can be eliminated.
Startingpoints for that he sees in postmodern
ethics, as it tries to lift the banishment of the
Self into the realm of calculated, reason-driven
selfinterest. The moral self can return to its most
authentic mode of existence: being there for the
Other, it will be ‘of one piece’ back again. The
artificially created distance between people will
again give way to the original proximity of people
to one another.
b. Bauman's orientation towards Levinas
For my discussion of Bauman’s orientation towards
Levinas on this topic I distinguish two elements in
the position of Bauman as described just now: the
theme of the lost primordial experience and what I
call the ‘morality of one piece’.
The lost primordial
experience
Within the framework of the presentation of his ideas
about a lost ‘pristine space’ Bauman quotes Levinas
rather extensively. We touched upon one of those
quotes already above, in full it reads as follows: “It
is extremely important to know if society in the
current sense of the term is the result of a
limitation of the principle that men are predators of
one another, or if to the contrary it results from the
limitation of the principle that men are for one
another. Does the social, with is institutions,
universal forms and laws, result from limiting the
consequences of the war between men, or from limiting
the infinity which opens in the ethical relationschip
of man to man?” (1992: 48). Bauman then indicates that
he, unlike Levinas, is concerned with exploration and
explanation of the mystery of the disappeared morality
rather than with exploration and explanation of the
presence or possibility of morality in society.
Morality of one
piece
In
making the distinction between the moral self of
modernity and the robust moral self of postmodernity
Bauman refers emphatically to Levinas. He says
Levinas formulates an ethics “that restores the
autonomous moral significance of proximity; an
ethics that recasts the Other as the crucial
character in the process through which the moral
self comes into its own(...)In this sense, Lévinas´s
is the postmodern ethics”(1993: 84)
c. Bauman’s rendering of Levinas
The lost primordial experience
In Totality and Infinity
Levinas does not describe the face-to-face as a
closed event in the past to which we no longer have
access. It is true that according to Levinas the
occidental philosophical
tradition neglected or obscured that experience.
Therefore he asks attention for it. But the
experience is not less because of that, and
certainly not something that occurred more in the
past than it does nowadays and which only can be
cherished as a nostalgic longing. Thus Levinas says
in Totality and Infinity: “The relationship with the
Other, or the idea of Infinity, accomplishes it (ie
Desire NvdV). Each can live it in the strange desire
of the Other( ...)” ( 1991: 179) and on page 53 he
speaks of the responsibility for the Other as a
practical and commonplace moral experience. Theo de
Boer says in a footnote (1987: 122): “Although
levinasian metaphysics is concerned with what is
wholly external, nevertheless it is based on
experience, even called experience par excellence”.
As
shown Bauman himself at that point
has already felt a difference in approach with
regard to Levinas. The emphasis Bauman places on the
almost nostalgic search for a lost pristine space is
not reflected as such in Levinas
I wish to underline that here.
Morality of one piece
Further in Levinas there is no support for a
post-modern morality of one piece. I would even say:
to the contrary, because Bauman’s statement, loaded
with distaste, that “[i]n modern ethics the Other
was the contradiction incarnate and the most awesome
of stumbling-blocks on the self´s march to fulfilment” (1993: 84) may be
read, exactly in opposition to what Bauman says
about it, as a (partial) description of what Levinas
thinks is a constructive human situation. Because
Levinas values the possibility of a radically
isolated individual, separate from others and from
God, involved in sensory enjoyment and being shaped
through objectifying thought – in short the Self –
not negatively but positively. He considers it to be
a condition of possibility for the occurrence of
metaphysical desire, ie goodness. At the same time
the Other puts the Self – which unabashed goes about
his business – under criticism and breaks through
its pursuit of enjoyment and self-interest.
So, contradictions and inconsistencies abound in
Levinas. The large extent to which those elements of
enjoyment, separation and (calculative) thinking,
combined with the appearance of the Face, are in a
crucial way characteristic of the human condition
according to Levinas, can be simply read from the
build-up of the first of his two major works,
Totality and Infinity:
”Section I. The Same and
the Other”; discusses ia desire, separation between
people, atheism.
”Section II. Interiority and Economy”; discusses ia
human sensitivity, enjoyment, thinking, dwelling and
economy.
The sections I and II constitute a preparation to
”Section
III. Exteriority and the Face” which discusses the
encounter with the Other and the ethical
relationship.
The conclusion is inescapable that Bauman’s ideas
of a primordial moral experience and of a (perhaps
lost) unbroken moral self do not necessarily reflect
Levinas’s thought.
4. The metaphysical foundations of human
subjectivity
a.
Bauman’s position
In line with his views on the original moral
self Bauman arrives at his conception of subjectivity
as based on the responsibility of the One for the
Other: “I am I in as far as I am for the Other” (1993:
78) and: “Responsibility is what makes [humans] into
individuals” (1993: 54).
As
indicated above, that primordial experience of
responsibility should be viewed as a metaphysical
principle rather than as an empirical experience.
The face-to-face as we know it, according to Bauman,
is a poor echo of the original, transcendent
face-to-face (1992: 48), because we are dealing with
earthly beings and “everything that appertains to
the Other in her capacity of being is absent from
the Other as Face” (1993: 73). The call of
responsibility, being a pre-conscious obsession, is
pure, disembodied (1992: 44).
Therefore,
in Bauman the Face by definition retains the
character of a pre-conscious or unconscious
primordial experience which has no counterpart in
our empirical reality. The identity of man,
according to Bauman, cannot be derived but from that
metaphysical basis, as he indicates in Postmodern Ethics
(1993: 1977): “There is no other awakening, no other
way of finding out myself as the unique I, the one
and only I(…)”.
b. Bauman's orientation towards Levinas
For his view that man derives his identity from the
responsibility for the other Bauman refers to Levinas
and Løgstrup. In response to Levinas’ statement that
“[r]esponsibility is what is incumbent on me
exclusively, and what, humanly, I cannot refuse”
Bauman says that it is this responsibility that makes
me into an I (1993: 77). In Mortality, Immortality and Other Life
Strategies Bauman cites Levinas as follows:
responsibility is “the essential, primary, and
fundamental structure of subjectivity” (1992: 43).
c.
Bauman's rendering of Levinas
With regard to the question of the basis of human
subjectivity – that is to say: the question to what
determines the identity of persons – we find that
Levinas is ambivalent. In his work we find two
individuationprinciples. On the one hand there is what
he calls ‘psychism’: the inner life of man which is
realized in sensuousness, enjoyment, egoism and the
use of reason. On the other hand there is the
responsibility of one person to another: the call of
the Other marks me as being an irreplaceable
individual.
Examples of the second view have been presented above
because those are Levinas’s statements towards which
Bauman is oriented. The first view is reflected in the
following quotations from Levinas: “It is the psychism
and not matter that provides a principle of
individuation” (1991: 59) and “Subjectivity originates
in the independence and sovereignty of
enjoyment”(1991: 114).
In the notes to his edition of Totality and Infinity
Theo de Boer discusses a bit more extensively the
ambivalence of Levinas as to the origin of
subjectivity. He believes that Levinas’s work shows a
development which runs from ambivalence in the above
sense (especially visible in Totality and Infinity) to an
unambiguous localization of the principium
individuationis in non-exchangeable
responsibility (visible in the later work of Levinas)
(1987: 121, 130, 171, 172).
I want to stress that the two principles for Levinas
have, at least in Totality
and Infinity, an experiential component, ie
they occur in an observable way in the empirical
environment. For enjoyment this becomes manifest from
the description by Levinas of the psyche as a sensuous
self-referentiality in which the I appears as a
sensing and experiencing being (1991: 59). And with
regard to the responsibility that may be derived from
the statement “[W]e maintain that the
social
relation is experience preeminently” (1991: 109).
If then Bauman designates responsibility as the
defining principle of individuation and additionally
assigns it a metaphysical – ie non-empirical –
character, he makes the choice for the later Levinas,
as expressed in his second major work Otherwise than Being.
That is legitimate of course, but in the context of
this article, it is important to note that thus the
more descriptive, empirical approach to the subject,
which we know from Totality
and Infinity, disappears completely from
Bauman’s horizon.
Evaluation
The comparison we performed in the
above between the work of Bauman and that of Levinas
shows that with regard to the four considered themes
Levinas’s position is less simplistic and schematic
than Bauman’s. Levinas leaves more room for nuances
and for the diversity of human experience. The
importance we assigned to the comparison at the
beginning of this article read as follows. It is
good to critically follow developments in business
ethics. That’s what Bauman does, but he is rightly
criticized for the linear thought patterns which he
uses in his efforts. It is important to note that
Levinas, towards whom Bauman is strongly oriented,
is less linear.
This motive for the comparison may also be
formulated in a different, more positive way: the comparison reveals what
are the components in Levinas’s works which permit
him to be less schematic and dualistic than Bauman
is. Those are the parts from which Bauman does not
quote at all and from which many of the
aforementioned nuances are taken. I refer to the
Sections I and II of the book Totality and Infinity,
the subjects of which include Desire, separation
between people, atheism, enjoyment and economy.
These two sections constitute an introduction to
Section III, which is about the Face. It is
undeniable that the appearance of the Face is the
main theme of the book.
But precisely from that point of view is important
to note that Levinas for two-thirds of the book
takes the time to outline the environment in which
this encounter takes place and which cannot be
thought of in dissociation from the Face. That
environment allows for everything which in Bauman,
because of the absoluteness of the Face, has no
longer a place. There is space there for the aridity
as well as for the merits of reason. There also are
valuable roles to be played by sensuousness,
enjoyment, selfishness, dwelling
and working. Levinas describes them
extensively and because of these descriptions,
the universe of Levinas is simply much broader than
that of Bauman, which may explain why Levinas is
less schematic.
If now it is our objective to find suitable starting
points for a critical approach to business ethics,
it may be worth while to take those descriptions of
Levinas into consideration. By the way in which he
takes precisely man’s corporeal and economic
existence fully seriously, his ethics may possibly
very well be connected to reflection on people
working in labor organizations.
For instance, from the work of Levinas it is quite
possible to grant a legitimate place to the
phenomena of bureaucracy and instrumental
rationality, or at least to make them
understandable, without abandoning the criticism of
the totalizing tendencies in those phenomena. That
is something Bauman does not succeed in, due to his
radical rejection of reason and of his vision of
bureaucracy as an aberration of modernity. Because
of that failure he comes to stand at quite a
distance from the everyday reality of people in
labor organizations.
Furthermore, the simultaneous occurrence in
Levinas’s descriptions of the atmospheres of
enjoyment and ethical relationship have the merit to
somehow enlarge our understanding of the confusion
and inconsistencies which people, including people
in labor organizations, daily face. These
inconsistencies and confusion in fact have a lot to
do with the continuous mingling
and colliding of these spheres. Business ethics
(understood as ethical regulation) and Bauman do
less justice to this problem. As regards business
ethics, this is because ethical regulation addresses
the problem only superficially, as regards Bauman
because he recognizes only one legitimate sphere,
which is the moral sphere.
This does not affect the allegation that can be made
against Levinas – which actually is often made –
that he is too little involved in concrete social
and political affairs. His universe may be broad and
take account of empirical observations, yet his
analyses of those observations are rather abstract
and reflexive. In contrast to Levinas, Bauman rather
speaks the language of the sociologist who knows the
ins and outs of the world.
But if it is Levinas's shortcoming
that he speaks too little in terms of organized
society, then, given the above, it is very doubtful
whether that gap can be filled by Bauman.
Paradoxically the sociologist, who is supposed to
have an eye for concrete phenomena, reveals himself
as a traditional schematic metaphysician. He
presents his anti-reason message by means of the
entertaining but coercive coherent argument in which
he is so strong. Opposite stands the philosopher who
above all is describer, and in being that wants to
leave space, also for inconsistencies,
and who warns against a coherent argument. Not from
revulsion against reason, but for the sake of what
transcends it.
Both may prove to be ‘unworldly’
and to be too far removed from the day-to-day
reality of people in organizations to have a
sensible response to the question of business
ethics: what is the good working together? Still I
think that Levinas’s work - more than Bauman’s –
challenges to find an answer to that question.
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